Careers

Jordan & Jordan's recruiters work with client firms to ensure that their staffing needs are satisfied.

Working at Jordan & Jordan

Jordan & Jordan is committed to be widely recognized as the "Go To" firm for practical, insightful solutions to business, process and technology challenges related to the securities industry. Jordan & Jordan is an equal opportunity firm. We recruit, employ, train, compensate, and promote without regard to race, religion, creed, color, national origin, age, gender, sexual orientation, marital status, disability, veteran status or any other basis protected by applicable federal, state, or local law.

We are looking for candidates that share our corporate values which are as follows:

  • All of our interactions demonstrate integrity and professionalism.
  • By striving to exceed customer expectations, we are committed to deepening our relationships with current customers and growing our client base.
  • We are dedicated to creating a professional environment that promotes learning and growth recognizing that the quality, motivation and performance of our employees are the key factors in achieving our success.
  • We believe in the importance of participating in industry initiatives and value the insight of our colleagues across the industry.

 


Executive Search

Whether our clients are seeking to fill positions with full-time employees, or to staff temporarily with consultants, our goal is to present candidates with demonstrated knowledge and experience. We are unique in that we focus on the financial services industry, with an emphasis on filling management, product, technology and market data positions. This focus, which is consistent across all of our practices, provides us with the rare opportunity to interact with the industry's finest professionals and develop relationships based on industry and firm-specific knowledge. We are able to apply that learning to our recruiting practice where we seek to find the right fit for both client and candidate based on skill set, corporate culture, and interpersonal interaction. The strength of our client relationships and our rigorous screening process ensures superior client satisfaction.

Employers and applicants can contact Jordan & Jordan at This email address is being protected from spambots. You need JavaScript enabled to view it..

 


Open Positions

Jordan & Jordan has open positions both internally and at our client firms. We welcome financial technology professionals to submit resumes to be included in our database. To apply for a position, click “Apply”.

 

Regulatory/Compliance Analyst - 2024/08
Employment PermanentThis email address is being protected from spambots. You need JavaScript enabled to view it.
Start Date Immediately
Location New York, NY - Hybrid
Openings 1
 

Jordan & Jordan is hiring a Regulatory/Compliance Analyst who is a subject matter expert covering such broker-dealer business areas as equities, market access, trading and technology. Prior experience within Regulatory Compliance and or the Controls/Testing areas of a broker-dealer are essential to understanding the impact of new regulations as well as the assessment/testing process. Our focus is assisting clients evaluate new regulations and drive the implementation of development changes taking into consideration the compliance implications. Additional experience in other business areas including options, fixed income, futures, etc. is a plus.

   
Requirements
  • Requires 5-7 years of experience in Financial Services, preferably Capital Markets
  • Prior experience with regulatory compliance, regulatory inquiries and regulatory exams
  • Knowledge of compliance testing/assessment practices; specific focus on 3120 reviews, market access reviews and EBS reviews
  • Strong verbal and written communication skills