PRESS RELEASE
Chris Montagnino to Lead Jordan & Jordan’s Compliance and Regulatory Solutions Practice
New York, NY | April 8, 2024 - Jordan & Jordan (“J&J”), a leading veteran-owned FinTech company, is pleased to announce the appointment of Chris Montagnino as the Managing Director of the Compliance and Regulatory Solutions Practice. In this role, Chris will oversee all aspects of client engagements and product development that focus on Consolidated Audit Trail (CAT) Testing, Trade Surveillance Program Assessments (including calibration reviews), FINRA Supervisory Controls Testing (Rule 3120), Market Access (SEC Rule 15c3-5) Testing, Electronic Blue Sheet (EBS) Assessments and Written Supervisory Procedure (WSP) reviews.
With over 25 years’ experience providing compliance solutions Chris brings a wealth of knowledge and expertise to J&J. Most recently, Chris was Director of Regulatory Affairs at Eventus. Previously, Chris was the Global Head of Exchange Traded Products Surveillance for Deutsche Bank and prior to that he was the former Deputy Chief Compliance Officer at First Republic Investment Management, Inc. This experience, along with his regulatory background from NYSE Enforcement and Market Surveillance, strengthens J&J’s depth of knowledge in the compliance area.
“It’s all about the data, most firms know us as the leaders in market data compliance” says Tom Jordan, President of J&J. “In our current markets, trading and market data are more fully integrated due to changes in technology and business needs. Chris’s leadership and extensive experience will allow us to support our clients in ensuring proper use of data from market data to compliance and regulatory reporting.”
Chris said, “I’m excited to join Jordan & Jordan and work with our clients to enhance their control processes and supervisory structures. Our offering will include project-based analysis and assessments to address particular compliance/regulatory concerns as well as conducting routine reviews of procedures and controls. We’ll also provide specialized technical solutions where warranted to address individual regulatory requirements.”
J&J collaborates with our clients to develop tailored solutions, integrating robust processes and controls to uphold compliant environments.
For more information, please contact:
Kathy McGovern, Managing Director, Jordan & Jordan,
About Jordan & Jordan
Jordan & Jordan is a veteran-owned FinTech company with domain expertise in the information, processes and technologies applied to the securities industry. Keeping pace with market practice and regulatory change, J&J provides business, technology, and industry solutions to meet the challenges of accelerating regulation and evolving technology. J&J leverages knowledge of the financial markets across core practices: Compliance & Regulatory Solutions, Market Data Services, FIF and RIXML. To learn more, visit our web site at www.jandj.com.